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232![Proposed Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants Proposed Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants](https://www.pdfsearch.io/img/75e9fd082223172ff20bca5d94b3c5b7.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2011-06-29 12:48:20
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233![Regulation of Securities Markets The Division of Market Regulation oversees the operations of the nation’s securities markets and market participants. In 2002, the SEC supervised over 8,000 registered broker-dealers wi Regulation of Securities Markets The Division of Market Regulation oversees the operations of the nation’s securities markets and market participants. In 2002, the SEC supervised over 8,000 registered broker-dealers wi](https://www.pdfsearch.io/img/4255c905c218e6597d212fb3c4a40664.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2003-01-31 09:45:25
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234![Customized Derivatives Clearing Converge® provides central counterparty clearing services for transactions that originate offexchange. It allows market participants to submit their customized derivatives transactions f Customized Derivatives Clearing Converge® provides central counterparty clearing services for transactions that originate offexchange. It allows market participants to submit their customized derivatives transactions f](https://www.pdfsearch.io/img/f31665ac1ce8b218eb774ffe85810a77.jpg) | Add to Reading ListSource URL: www.cdcc.caLanguage: English - Date: 2014-05-29 09:32:21
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235![To: From: Date: Re: All Market Participants Engaged in Foreign Exchange Transactions Subject to CFTC Oversight To: From: Date: Re: All Market Participants Engaged in Foreign Exchange Transactions Subject to CFTC Oversight](https://www.pdfsearch.io/img/aa6c81f899a241ac313606e40aaa9723.jpg) | Add to Reading ListSource URL: www.newyorkfed.orgLanguage: English - Date: 2013-05-22 14:15:37
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236![To: From: Date: Re: All Market Participants Engaged in Foreign Exchange Prime Brokerage To: From: Date: Re: All Market Participants Engaged in Foreign Exchange Prime Brokerage](https://www.pdfsearch.io/img/6cc8df09bab026f779d6a7f96cef8f91.jpg) | Add to Reading ListSource URL: www.newyorkfed.orgLanguage: English - Date: 2013-02-15 12:11:17
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237![How to read a standard A standard is a collection of subject-specific regulations and guidelines which both obliges and guides supervised entities and other financial market participants, indicates the quality level expe How to read a standard A standard is a collection of subject-specific regulations and guidelines which both obliges and guides supervised entities and other financial market participants, indicates the quality level expe](https://www.pdfsearch.io/img/70edcfd1d6e7776418dc39892d3475bd.jpg) | Add to Reading ListSource URL: www.finanssivalvonta.fiLanguage: English - Date: 2009-06-05 03:52:59
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238![Independent Municipal Advisor Exemption By publicly posting the following written disclosure, the State intends that market participants receive and use it for purposes of the independent registered municipal advisor ex Independent Municipal Advisor Exemption By publicly posting the following written disclosure, the State intends that market participants receive and use it for purposes of the independent registered municipal advisor ex](https://www.pdfsearch.io/img/013d7554bdd1ab683a64b2890db0ff95.jpg) | Add to Reading ListSource URL: finance.delaware.govLanguage: English - Date: 2014-07-10 10:38:57
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239![EuroFinUse’s Response to the European Commission Consultation on the review of the European System of Financial Supervision 30 July 2013 EuroFinUse’s Response to the European Commission Consultation on the review of the European System of Financial Supervision 30 July 2013](https://www.pdfsearch.io/img/ba80d4f71eacbe65d1efc2a94e162b14.jpg) | Add to Reading ListSource URL: ec.europa.euLanguage: English - Date: 2013-10-15 09:41:20
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240![EMP: Special guide for energy market participants EMP: Special guide for energy market participants](https://www.pdfsearch.io/img/a6e9f9cb9b19d72adf996c3b4d61c24a.jpg) | Add to Reading ListSource URL: media.fshandbook.infoLanguage: English - Date: 2011-12-19 09:25:39
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