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Financial market participants
Results: 278

#	Item
231	Proposed Rule: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-13 11:02:49 United States Securities and Exchange Commission Government 73rd United States Congress Systemic risk Stock market Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Financial economics United States securities law
232	Proposed Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-29 12:48:20 Systemic risk Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Derivative U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Finance Financial system
233	Regulation of Securities Markets The Division of Market Regulation oversees the operations of the nation’s securities markets and market participants. In 2002, the SEC supervised over 8,000 registered broker-dealers wi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-01-31 09:45:25 United States securities law Self-regulatory organizations United States Securities and Exchange Commission 73rd United States Congress Financial markets Securities Exchange Act Chicago Stock Exchange Exchange-traded fund Financial Industry Regulatory Authority Financial economics Economy of the United States Investment
234	Customized Derivatives Clearing Converge® provides central counterparty clearing services for transactions that originate offexchange. It allows market participants to submit their customized derivatives transactions f Add to Reading List Source URL: www.cdcc.ca Language: English - Date: 2014-05-29 09:32:21 Mathematical finance Options Derivative Futures contract Exercise Implied volatility Futures exchange Exchange-traded fund Valuation of options Financial economics Finance Investment
235	To: From: Date: Re: All Market Participants Engaged in Foreign Exchange Transactions Subject to CFTC Oversight Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2013-05-22 14:15:37 Foreign exchange market Legal documents ISDA Master Agreement International Swaps and Derivatives Association Swap Foreign exchange spot Foreign exchange swap Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Financial economics Finance Financial system
236	To: From: Date: Re: All Market Participants Engaged in Foreign Exchange Prime Brokerage Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2013-02-15 12:11:17 Foreign exchange market Late-2000s financial crisis Commodity Futures Trading Commission Financial services Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Currency swap Futures contract Prime brokerage Financial economics Finance Financial system
237	How to read a standard A standard is a collection of subject-specific regulations and guidelines which both obliges and guides supervised entities and other financial market participants, indicates the quality level expe Add to Reading List Source URL: www.finanssivalvonta.fi Language: English - Date: 2009-06-05 03:52:59 Administrative law Regulation Economy of the United Kingdom
238	Independent Municipal Advisor Exemption By publicly posting the following written disclosure, the State intends that market participants receive and use it for purposes of the independent registered municipal advisor ex Add to Reading List Source URL: finance.delaware.gov Language: English - Date: 2014-07-10 10:38:57 Financial economics Finance Economics Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Public finance Public Financial Management Investment
239	EuroFinUse’s Response to the European Commission Consultation on the review of the European System of Financial Supervision 30 July 2013 Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2013-10-15 09:41:20 Finance European Union European Insurance and Occupational Pensions Authority European sovereign debt crisis Systemic risk Financial market participants European Systemic Risk Board Financial regulation Pension Financial economics Economics Financial markets
240	EMP: Special guide for energy market participants Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:39 Financial Services Authority United Kingdom Financial Services and Markets Act Economy of the United Kingdom